Virtual Montana

Home

Student Work

Links

General

General
Haute Alps
Romania
North Wales
 Search

Fieldwork and Safety Fieldwork Techniques


Code of Practice

Safety

Risk Assessment


 

Fieldwork Safety

Page 1 of 7

This is the Mandatory Operational Code of Practice for Field Safety produced by the Field Studies Council.

FSC OPERATIONAL CODES OF PRACTICE
No. 1 : FIELD SAFETY

The safety of our visitors, of our employees and other people in the immediate vicinity takes priority over all other activities.

1. Introduction 9. Staff / Student Ratios
2. Preventative Action 10. Boat Safety
3. Identification of Hazards 11. Unit Backup to Fieldwork Groups
4. Working Sites 12. Accident / illness in the field
5. Weather 13. Use of Communications Equipment
6. Clothing 14. Tetanus
7. Safety Rucksacks 15. Infectious diseases
8. Supervision / Head counts 16. Specific Habitats
   
Example of a Code of Practice for Field Safety that could be used with students studying in the field.


1. Introduction

Guidance Note
The investigations carried out in the field are not only of value in learning about the environment, they also give the opportunity for students and visitors to become aware of safety issues, to put certain risks into context and learn how to manage them effectively.

top  

2. Preventative Action

  1. Guidance Note
    The importance of preventative strategies, as advocated by the Royal Society for the Prevention of Accidents [RoSPA] cannot be, over emphasised :

Safe practice is dependent on:

    1. Awareness of potential hazards and dangers.
    2. Sound judgement as to what constitutes a dangerous situation.
    3. Preventing access to dangerous situations to those ill-equipped to cope.
    4. Adequate supervision.
    5. Knowledge of how to help oneself and others in danger.

In many accidents a contributory factor has been the lack of control or discipline which may be more difficult to maintain in an outdoor environment. Responsibilities rest here not only with the leaders but also with parents and the young people themselves.

  1. The UM must ensure that clear statements are made in information sent to group organisers that suitable general behaviour is a requirement for attendance on the course, and that students and their parents should be so advised. In addition, parents should be advised of the role which young people have in fieldwork safety and of the FSC's expectations as to young people's behaviour in this context.

  2. Guidance Note
    When carrying out risk assessments of fieldwork sites, local sources of knowledge concerning fieldwork sites should be checked and it should be remembered that the absence of warning signs or markers does not guarantee safety.

top  

3. Identification of Hazards

General aspects of safety in the field must be covered in the formal introduction of students and visitors to the Unit. [See FSC OCoP No.17: Formal Introduction of Visitors to the Unit]

  1. The UM must ensure that general aspects of field safety, which must be covered in the formal introduction, are documented and available to all staff who may from time to time actually carry out the formal introduction.

Guidance Note
In the context of field safety, it is recommended that the formal introduction should include at least the following :

  1. Comment upon weather conditions and the necessity for appropriate clothing. Later repetition [see section 6. below] will emphasise this safety item.
  2. i. Any specific safety rules which the Unit has eg. No cliff climbing, swimming only at
    location X, etc.
    ii. The Unit's policy towards behaviour in the field.
  3. The Unit's policy towards recreational time during fieldwork.
  1. If appropriate at a particular Unit, specific site hazards which occur generally in a Unit's working area must be covered in the formal introduction to the Unit as an emphasis to any subsequent reference to them in relation to a particular fieldwork site.

Guidance Note
Examples of such hazards could include:

    1. Scarlines and scree slopes in the Malham area.
    2. Unstable clifftop edges on the Pembrokeshire coast.
    3. Becoming separated from group in or going alone into Epping Forest.
    4. Open water areas such as Malham Tarn or the River Stour.

top  

4. Working Sites

  1. All FSC tutors must have consulted the relevant Fieldwork Site Information and visited the site before taking any group there for the first time. They must be aware of site hazards and how they are likely to change with changing conditions. They must be aware of any control measurements which are necessary to maintain an acceptable risk level for the site hazards. They must know the incident procedure for the site.

Guidance Note
It is recommended that any initial visit is undertaken with another staff member who is familiar with that site.

  1. The UM must ensure that the necessary documentation of the Fieldwork Site Information is produced, copied and distributed as required prior to any group using a site.

Guidance Note
If a new site is to be used, it is recommended that two members of FSC or visiting staff have reconnoitred the site and discussed possible site hazards, access and implications with the UM before any group is taken to the site.
It should be remembered that the absence of warning signs or markers does not guarantee safety.

  1. Features or conditions relating to a working site may change. The UM must ensure that there is a procedure for recognising such changes and for updating the Fieldwork Site Information. Any such amendments must be dated.

  2. All students and accompanying staff must be made aware of significant hazards together with required procedures for the management of the risk [as detailed in the Fieldwork Site Information] for a particular site or activity.

Such 'awareness raising' must be carried out when the group first assembles for each activity session or programme.

Guidance Note
It is recommended that opportunities are taken during the fieldwork session to remind students of particular hazards.

Guidance Note
At the Unit, tutor could:

    1. discuss points listed on a pre-prepared OHP
    2. give a Powerpoint presentation
    3. guide students in completing a Risk Management matrix

In the field, tutor could

    1. [following documented check list] emphasise to students the site's particular hazards
    2. [following documented check list] ask students to 'spot' particular hazards previously referred to during the briefing at the Unit
    3. use available opportunities to remind students of general field safety points eg. not to let tree branches fly back into the person behind.

Guidance Note
It is unacceptable to solely and merely tell students 'to read a pre-prepared notice or OHP' since there is no way of subsequently confirming / proving that an individual student did read such a notice or OHP.

top  

5. Weather

  1. Weather information must be sought each day and this information must inform decisions for finalising the fieldwork programme of that day.

Guidance Note
It is recommended that specialist, location-specific sources are used, rather than national forecasts given on TV and radio, when it is intended to carry out fieldwork at coastal, upland or mountain sites.

Such sources should also be used when general national and regional forecasts indicate that inclement weather is likely.
The appropriate FSC HS &W Information Note [held in a Unit's HSW Information Files] provides information on such sources of weather forecasts.

  1. If the forecast is unfavourable, an alternative investigation or site must be available to allow for any alteration of the planned programme.

  2. If weather conditions deteriorate significantly en route to or whilst at the site, the tutor must review whether the planned fieldwork should be amended or curtailed.

  3. Tutors must be aware of the potential for hypothermia, sunburn, heat exhaustion and dehydration whilst fieldwork is being carried out.

top  

6. Clothing

  1. Tutors must inform students of appropriate footwear and clothing for each day's fieldwork, bearing in mind weather conditions [as in section 4 above].

Guidance Note
It is recommended that students are advised that they should always carry waterproofs and spare clothing in order to be prepared for changeable weather, particularly when the actual fieldwork site is not in the immediate vicinity of a Unit's buildings.

  1. In some cases, particular safety 'clothing' must be issued to and worn by students, eg. safety helmets when working at cliff bases for prolonged periods ; eye protection when a geological hammer or hazardous chemicals are being used ; rubber gloves when handling small mammals.

  2. FSC staff must set an example by wearing appropriate clothing and footware and by carrying suitable equipment. Such staff have a responsibility to themselves and the organisation to be properly clothed and equipped when working in the field.


7. Safety Rucksacks

  1. All tutors must have easy access to the contents of a field rucksack at all times when in the field.

  2. Students and accompanying staff must be made aware of the relevant contents and their use.

top  

8. Supervision / Head counts

  1. When groups are undertaking any activity in the laboratory or classroom, or in the field, the responsibility for the safe running of that activity rests with the FSC tutor but the group may be physically supervised by accompanying staff or, with the UM's authorisation, other adults.

Guidance Note
It is the DfEE's view that, during off-site visits and activities, ultimate responsibility for the students remains with their own accompanying teaching staff even when the students are engaged in an activity under the instruction of another person. This is on the grounds of the in loco parentis responsibilities of the accompanying teaching staff. Parents have agreed to delegate this 'duty of care' to these teaching staff, they have not agreed to delegate it to a third party.

It is also the DfEE's view that, when a group are to undertake an activity under the instruction of a person other than their own teaching staff, there should be clear hand over and hand back procedures [as to who has operational authority] in place. Everyone, including the students, must have an understanding of the respective roles and responsibilities of the accompanying teaching staff and the 'instructor'.

Further, if the accompanying teaching staff are concerned that students may be at an unnecessary risk, they should share their view with the instructor.

Accompanying teaching staff are likely to have a detailed knowledge of their students, and so are best placed to assess the students' physical and psychological capabilities to undertake an activity under a particular set of circumstances or conditions. On the other hand FSC tutors, because of their day-to-day experience of fieldwork, the fieldwork sites, local weather conditions, etc., are best placed to assess the actual undertaking of the activity under a particular set of circumstances or conditions.

It is therefore the FSC's view that, where a concern is expressed as to 'student safety' by either the accompanying teaching staff or by the FSC tutor at any time in relation to a planned activity, the expressed view must be respected by all parties concerned and an appropriate course of action must be mutually agreed.

  1. The tutor must be aware of the whereabouts of all group members at all times when a group exercise is being carried out and to this end regular head counts must be carried out.

  2. Irrespective of the nature of the day's fieldwork, tutors must check that all group members are accounted for at the beginning of any laboratory session.

  3. If a group fieldwork exercise is being undertaken, headcounts must be taken on suitable occasions :

Guidance Note
It is recommended that some or all of the following may be such suitable occasions :

    1. before departure from centre to fieldwork site.
    2. on arrival at the fieldwork site. If group has been transported to a drop-off point, head counts must be taken before leaving the vehicle and again on arrival at the actual fieldwork site.
    3. before and after a lunch break if the group has been gathered together for this purpose.
    4. if moving from site to site, on departure from one site and on arrival at the next site.
    5. at regular intervals during any walk. The frequency will depend upon the nature of the terrain and the judgement of the tutor. Use of techniques, such as leader / back-markers, are seen as suitable alternative strategies on these occasions.
    6. before departure from the fieldwork site. If the group is being transported from a pick-up point, head counts must be made before leaving the fieldwork site and again before the transport leaves the pick-up point.
  1. In cases where group members are spread over a wide area [eg. project work, urban fieldwork] or dispersed to a number of sites [eg. rural settlements], they are regarded as Groups Away from Permanent Supervision.

The supervision and monitoring procedures for such groups are detailed in FSC OCoP No.3. : Groups Away from Permanent Supervision [GAPS]

top  

9. Staff / Student Ratios

  1. Any decision with regard to staff / student ratios is a matter of professional judgement. The criterion for such decisions must be that of 'providing an adequate level of supervision'.

Guidance Note
This is the advice given in the A.O.E.C., A.O.E.A., N.A.O.E. and N.A.F.S.O. booklet "OUTDOOR EDUCATION SAFETY AND GOOD PRACTICE: Guidelines for Guidelines".
Similar advice is given in the DfEE booklet 'The Health & Safety of Pupils on Educational Visits" and in the Association of Teachers and Lecturers [ATL] booklet "Taking Students Off-site".
Even though the latter two references do actually give particular staff / student ratios, it is always in the context of the above advice and with the implication that they are 'for guidance purposes only' and should be modified when appropriate in the light of specific circumstances'.
[See also FSC HSW Information Note No.20 in the HSW Information Files, Location Ref No. D05, held by each Unit.

NB. Copies of the above booklets are held by FSC HO.

  1. The UM and the tutor must decide what the appropriate staff / student ratio is for any given combination of particular group, activity, venue and prevailing conditions.

Guidance Note
This requirement does not prevent the UM, in consultation with other staff, establishing general guidelines as to appropriate ratios of particular types of groups or activities, or for particular venues. Such establishment could then be documented eg. in a USO, or as part of the Fieldwork Site Information held by the Unit.
The ATL make the following recommendation:

'A judgement has to be made when all the risks have been assessed. Having weighed up the risks, the teacher should keep a written record of that assessment and the reasons for the final decision.'

In respect to this advice, 'consideration of appropriate staff / student ratios' could be a factor in the risk assessment procedure to be carried out for all fieldwork sites, and the 'documenting of general guidelines' referred to above could be seen as part of the procedure for managing the hazards indicated by such risk assessments.

  1. In deciding on the staff / student ratio the role of accompanying staff, of ancilliaries and of parents needs to be considered by the Unit staff. Where such personnel are to be used in this context, their role must be clarified with and agreed to by such personnel. Any such arrangements must be appropriately documented and copies made available to all personnel concerned.

Guidance Note
Reference can be made to FSC OCoP No.29: Accompanying Staff which refers to accompanying adults in making staff / student ratio decisions.

Guidance Note
LEAs frequently have their own 'rules' which schools have to follow with regard to 'staffing of out of classroom activities'. As well as staff / student ratios, this can also include requirements as to appropriate staff for the gender of students involved.
Schools may be relying on the FSC to fulfil a requirement of their LEA that 'a female member of staff is available to provide pastoral care and supervision of female students'.

Instances are known where schools have used coach drivers in order to fulfil an LEA requirement for staff 1 student ratios during the journey to a Unit, but then expected an FSC staff member to be available 'when the coach driver was taking a lunch break'.

Such examples serve to emphasise the need for Units to establish any such requirements on the part of the school prior to the course and agree with the group organiser a mutually satisfactory arrangement.

  1. Guidance Note
    A possible exception to the above requirements and guidance is that of 'adventure activities' as defined by the Activity Centres [Young Persons' Safety] Act 1995 and the Adventure Activities Licensing Regulations 1996.
    Where there is a relevant National Governing Body for a particular adventure activity, the advice and guidelines of that governing body [as to operating procedures] is stressed as an important reference by the DfEE, the ATL and many LEAs [in their own guidance to teachers].
    A National Governing Body may provide advice and guidance [if not actual statements] as to staff / student ratios and as to the qualifications of people who act as leaders and / or instructors in the activity.
    Such information would undoubtedly form the 'standard' against which both the issuing of a licence and the circumstances of any incident will be judged. Whilst a Unit may have operating procedures which are different to those given by a National Governing Body, it should be remembered that the operating procedure is then likely to be more difficult to justify both in order to gain a valid licence and at any inquiry into an incident.

top  

10. Boat Safety

Details are given in FSC OCoP No.5: Small Boats Safety and FSC OCoP No.6: Use of Boats on Inland Waters.


11. Unit Backup to Fieldwork Groups

  1. A designated member of staff must be available at all times [including weekends] on the Unit premises, when any group is actually out of the Unit buildings carrying out fieldwork activities, in order to provide assistance to a group if necessary.
  2. The name and location of this staff member must be displayed at a location known to students and visitors so that they can be found by a student or visitor returning to the Unit for assistance.
  3. When appropriate, this staff member must also be covering or have access to the Unit's telephone communications system so that they can be contacted for assistance from a fieldwork location.
  4. In the event of an emergency in the field, the tutor must ensure that any appropriate emergency services are contacted directly from the fieldwork location, not via the Unit.

Guidance Note
If emergency services are required and particularly if it is necessary to send other members of the group to summon such assistance, it is important that the tutor emphasises that a direct '999 call' must be made.
Attempting to contact the Unit and then expecting staff there to make the '999 call' is not advisable because:

    1. It may not be possible to actually get through to the Unit.
    2. It is possible that the message may be mis-interpreted [eg. Unit may believe that it is their assistance which is required] or the correct message may not be conveyed [eg. emergency services goes to Unit, not to fieldwork site, believing that to be the location of the incident].

top  

12. Accident / illness in the field

  1. In the event of an accident / illness occurring in the field, a group must not be left unattended.

Either :
The tutor leaves the party in the care of an accompanying staff or authorised adult while they seek assistance / remove patient to safety. [If this action is taken, the tutor must name the designated person and announce that the person is now in charge of the group. The tutor must tell the designated person what action the tutor intends to take and give the designated person any appropriate advice or information before the tutor leaves the group's location.]

Or :
The tutor stays with the group and dispatches an accompanying staff or authorised adult or two students to obtain assistance [Before they leave, the tutor must fill in the Incident Message Form and give it to the person[s] going for assistance. See FSC OCoP No.2: Production and Use Of Fieldwork Site Information for details of Incident Message Form.]

  1. In deciding on a course of action, the tutor must take into account the necessity or likely necessity for first aid treatment and the presence of suitably trained personnel amongst the party.

Guidance Note
If the Emergency Services are required, it is recommended that the Unit be contacted immediately after the Emergency Services have been summoned so that:

    1. The Unit knows of the emergency.
    2. Any practical arrangement necessary can be made.

top  

13. Use of Communications Equipment

  1. Mobile telephones and shortwave / HF transceivers can in certain circumstances or locations be a useful and speedy means of summoning assistance but must be regarded as a secondary or additional means since reception can not be guaranteed at all times and under all circumstances. As with all electrical and electronic equipment, they are liable to fail / break at the critical moment. Thus the carrying and use of such equipment is not a mandatory requirement with the single exception noted below.
  2. The only exception to the practice given above is that of an activity in boats in circumstances where FSC OCoP No.5 : Small Boats Safety procedure specifies the carrying and use of communications equipment as a mandatory requirement.

Guidance Note
It is sensible for Units to undertake trials with mobile phones at their fieldsites in order to establish their reliability as a means of communication, and to continue to monitor the situation particularly as the coverage by mobile phone transmitters increases.

Guidance Note
With the increasing ownership and use of private phones, mobile phones, etc., BT are finding that public phoneboxes are becoming uneconomic in rural areas and are removing them. Units should be aware of this situation particularly in respect to the need for them to keep Fieldwork Site Information updated.


top  

14. Tetanus

  1. Regardless of the occurrence of the causative agent, the incidence of tetanus in the UK, as a disease, is relatively low as a result of the availability of a suitable vaccine.
  2. As part of their normal pre-course information, Units must advise group organisers or individual course members [as appropriate] that it is the FSC's recommendation that students check with their own GP as to the advisability of being given a tetanus vaccination.
  3. The FSC considers that, in their own interests, all FSC staff who carry out fieldwork must seek their GP's advice with regard to tetanus vaccination.
  4. Tetanus is a reportable occupational disease under RIDDOR. If tetanus is contracted by an FSC employee or a self-employed person as a result of undertaking an FSC fieldwork activity, an appropriate report must be sent to the HSE area office. [See FSC OCoP No.2l.]

    Guidance Note
    Tetanus or Lockjaw is caused by the bacterium Clostridium tetani which is found in soil or on objects which have been in contact with such soil. Infection generally occurs when the bacterium enters the body through an open wound. [There are cases, perhaps anecdotal, of people contracting the disease after pricking themselves on a thorn whilst pruning roses.] Once contracted, prognosis for the disease is not good in that it is certainly acute and almost invariably fatal. However, the immunity conferred by vaccination is 100% effective. Obviously, people who regularly 'work outdoors' are at the greatest risk of infection and usually such people are advised to have tetanus injections by their own OP, hence the mandatory requirement under 14.3. above. Although most people are initially vaccinated against tetanus, as part of routine vaccination programmes for children, continued immunity against the disease requires periodic 'booster injections'. It is these booster injections which people either deliberately or accidentally forego and thus they 'lose' their immunity to the disease. Hence the recommendation under 14.2. above.

It is important that people consult their own GP because

    1. GPs seem to vary in the timing of booster injections [between 5 and 10 years] presumably on their assessment of potential risk of infection and the gradually declining immunity conferred by a vaccination.
    2. The GP may be aware of other medical reasons why a vaccination may not be advisable.

top  

15. Infectious diseases

  1. Certain disease causing organisms are waterborne or may be transmitted to humans by mammals or insects or other arthropods.
  2. At the time of writing, the following diseases are known to be potential or perceived hazards in the context of fieldwork :
    1. Leptospirosis
    2. Lyme Disease
    3. Q Fever
    4. Toxicara
    5. E. coli infection

Detailed information on these diseases is given in the appropriate FSC HSW Information Notes contained in the HSW Information Files held at each Unit.

As the FSC becomes aware of further information on these or other diseases, this FSC OCoP and the information in the HSW Information Files will be amended and updated.

  1. All tutors must be aware of such diseases and their causes.
  2. The location at the Unit of appropriate information on the diseases, their causes and prevention must be documented and contained within the Fieldwork Site Information system of the Unit [See FSC OCoP No.2.]
  3. Accompanying staff and students must be made aware of these problems as appropriate and as per section 4.4. above.
  4. The UM must seek to obtain written information on the occurrence of these diseases within the working area of the Unit. Such information is essential to the Risk Assessment Procedure for these diseases and may be useful in setting the diseases in context for the students and accompanying staff. The information will be audited during periodic visits to the Units by the FSC Systems Officer at the direction of the CEO.

Guidance Note
It is strongly recommended that the Chief Medical Officer of the local National Health Service Trust or Senior Staff at the nearest Public Health Laboratory should be the personnel initially contacted with regard to such written information.

  1. Diseases caused by pathogenic organisms from water bodies contaminated or likely to be contaminated by human sewage effluent are the only exception to the practice given in section 15.6. If such contamination is known to or known to be likely to occur at a fieldwork site, then infectious diseases must be treated as a known hazard for the site and appropriate actions taken.
  2. Leptospirosis, Lyme Disease and Q Fever are reportable occupational diseases under RIDDOR. If an FSC employee or a self-employed person contracts any of these diseases as a result of an FSC fieldwork activity, an appropriate report must be sent to the HSE area office.
    [See FSC OCoP No.21.]


16. Specific Habitats

  1. It is recognised that certain habitats may have safety implications and considerations which are largely specific to that habitat. Such implications and considerations must be taken into account by Units when documenting their Fieldwork Site Information and other related material.
  2. Units will be advised of these specific habitats and features by means of appendices to this FSC OCoP.
  3. Currently these habitats are :
    1. Marine and Estuarine Shores including Sanddunes [See Appendix 5].

Appendix 1 - Location-Specific Sources Of Local Weather Information

Appendix 2 - Leptospirosis

Appendix 3 - Lyme Disease

Appendix 4 - Q-Fever

Appendix 5 - Marine and Estuarine Shores including Sanddunes

top >><<

| 1 | 2 | 3 | 4 | 5 | 6 | 7 |
Page 1 of 7


Home

Student Work

Links

| General | French Alps | Romania | North Wales | Student Work | Links | Home |
| EBS Home | Liverpool Hope Home |

© Liverpool Hope 1999
http://www.hope.ac.uk/ebs/virtualmontana/
Last up-dated 6 November, 2002